Investment Adviser News
Sebi’s proposed changes can spruce up investment advisory regulations
The new proposals can significantly increase the number of RIAs by relaxing the requirement of having a Master’s degree and prior work experience and by lowering net-worth requirements.
3 min read17 Sep 2024Could Sebi’s new curbs for investment advisers choke financial planning in India?
Investment advisers oppose Sebi’s plan to limit their scope, arguing it would hinder comprehensive financial planning and mean the end of their profession.They suggest disclosures for unregulated services instead, insisting they be allowed to advise on financial products such as wills and loans.
4 min read20 Aug 2024Wall Street firms to pay over $470 mln to settle with US regulators over texting
USA-SEC/ (UPDATE 1):UPDATE 1-Wall Street firms to pay over $470 mln to settle with US regulators over texting
1 min read15 Aug 2024Popular Topics
Budget
The Union Budget contains details about the estimated receipts and the expenditure of the government for a particular fiscal year. The Budget is allotted for the upcoming fiscal year, which runs from 1st April to 31st March of the next year. Here is a quick guide on how the Union Budget is prepared